As Filed with the Securities and Exchange Commission on April 2, 2010
Registration No. 333-________
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM S-8
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
GENERAL COMMUNICATION, INC.
(Exact name of registrant as specified in its charter)
ALASKA
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92-0072737
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(State or other jurisdiction of
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(I.R.S. Employer
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incorporation or organization)
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Identification No.)
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2550 Denali Street, Suite 1000, Anchorage, Alaska 99503-2781
(Address of Principal Executive Offices)(zip code)
GCI 401(k) PLAN
(Full title of the plan)
John M. Lowber
General Communication, Inc.
2550 Denali Street, Suite 1000, Anchorage, Alaska 99503-2781
(Name and address of agent for service)
907.868.5600
(Telephone number, including area code, of agent for service)
Copy to: Julius J. Brecht
Wohlforth, Johnson, Brecht, Cartledge & Brooking, A Professional Corporation
900 West 5th Avenue, Suite 600, Anchorage, Alaska 99501
907.276.6401
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of "large accelerated filer," "accelerated filer" and "smaller reporting company" in Rule 12b-2 of the Exchange Act.
Large accelerated filer o Accelerated filer x
Non-accelerated filer (Do not check if a smaller reporting company) o Smaller reporting company o
CALCULATION OF REGISTRATION FEE
Title of securities to be registered
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Amount to
be registered1
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Proposed
maximum
offering price per share2
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Proposed maximum
aggregate offering
price
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Amount of
registration fee2
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General Communication, Inc. Common Stock
Class A
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|
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3,000,000 |
|
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$ |
5.83 |
|
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$ |
17,490,000 |
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$ |
1,247.04 |
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1 In addition, pursuant to Rule 416(c) under the Securities Act of 1933, this Registration Statement also covers an indeterminate amount of interests to be offered or sold pursuant to the employee benefit plan described below.
2 Estimated solely for the purpose of calculating the amount of the registration fee in accordance with Rule 457 and based upon the average of the high and low prices of $5.88 per share and $5.78 per share, respectively, i.e., an average of $5.83 per share, as quoted on the Nasdaq Stock Market on March 29, 2010.
PART I
INFORMATION REQUIRED IN THE SECTION 10(a) PROSPECTUS
Item 1. Plan Information
The contents of the initial registration statement pertaining to the General Communication, Inc. Qualified Employee Stock Purchase Plan (since renamed GCI 401 (k) Plan and hereafter "Plan") filed with the Securities and Exchange Commission on Form S-8 on April 5, 1993 (Registration No. 33-60728) and the subsequent registration of additional shares filed with the Commission on Form S-8 on September 27, 1995 (Registration No. 333-8760), on November 6, 1998 (Registration No. 333-66877), on September 1, 2000 (Registration No. 333-45054), and on June 25, 2003 (Registration No. 333-106453), and on August 7, 2008 (Registration No. 333-152857), and the Company's annual report on Form 10-K for the year ended December 31, 2009, and the Plan's annual report on Form 11-K for the year ended December 31, 2008, all other reports filed pursuant to Section 13(a) or 15(d) of the Exchange Act of 1934 since December 31, 2009, and the description of the Company's common stock as contained in the Form 10, as amended, filed pursuant to that act are incorporated by reference into this Registration Statement. Required opinions, consents and signatures are included in this Registration Statement in accordance with the provisions of Form S-8.
Item 2. Registrant Information and Employee Plan Annual Information
See Item 1.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 3. Incorporation of Documents by Reference
See Item 1.
Item 4. Description of Securities
See Item 1.
Item 5. Interests of Named Experts and Counsel
See Item 1.
Item 6. Indemnification of Directors and Officers
See Item 1.
Item 7. Exemption from Registration Claimed
See Item 1.
Item 8. Exhibits
See Exhibit Index and Exhibits at the end of this Registration Statement.
Item 9. Undertakings
See Item 1.
SIGNATURES
The Registrant. Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the Municipality of Anchorage, State of Alaska, on April 2, 2010.
GENERAL COMMUNICATION, INC.
(Registrant)
By:__/s/ Ronald A. Duncan______ By:__/s/ John M. Lowber__________
Ronald A. Duncan John M. Lowber
President, Chief Senior Vice President,
Executive Officer Chief Financial Officer
Principal Executive Officer) (Principal Financial Officer)
By:_/s/ Lynda L. Tarbath_____________
Lynda L. Tarbath
Vice President, Chief Accounting
Officer
(Principal Accounting Officer)
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated:
/s/ Ronald A. Duncan_______________________ April 2, 2010
Ronald A. Duncan Date
President, Chief Executive Officer and Director
(Principal Executive Officer)
________________________________________ _________________________
Stephen M. Brett Date
Chairman of the Board and Director
/s/ Jerry A. Edgerton _______________________ March 26, 2010____________
Jerry A. Edgerton Date
Director
/s/ Scott M. Fisher_________________________ March 25, 2010____________
Scott M. Fisher Date
Director
________________________________________ _________________________
William P. Glasgow Date
Director
/s/ Mark W. Kroloff_________________________ March 29, 2010____________
Mark W. Kroloff Date
Director
/s/ Stephen R. Mooney______________________ March 31, 2010____________
Stephen R. Mooney Date
Director
/s/ James M. Schneider______________________ March 25, 2010____________
James M. Schneider Date
Director
The Plan. Pursuant to the requirements of the Securities Act of 1933, the Plan has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the Municipality of Anchorage, State of Alaska, on April 2, 2010.
GCI 401(k) PLAN
By:___/s/ John M. Lowber_________
John M. Lowber
Plan Administrator
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
EXHIBITS TO
FORM S-8 REGISTRATION STATEMENT
UNDER THE SECURITIES ACT OF 1933
FOR THE GCI 401(k) PLAN
EXHIBIT INDEX
Exhibit No. Description
4 Instruments
4.11
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Restated Articles of Incorporation of General Communication, Inc.
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4.22
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Bylaws of General Communication, Inc.
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4.3.1
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Certificate of Secretary on copy of GCI 401(k) Plan, effective as of January 1, 2010 ("Plan") with the attached Plan (as displayed in Exhibit 4.3.1A)
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4.3.2
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Certificate of Secretary on resolution adopted by Board of Directors at its December 5, 2009 meeting approving the Plan with attached excerpt from minutes of meeting including resolution (as displayed in Exhibit 4.3.2A)
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4.3.3
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Certificate of Secretary on action by Board of Directors at its February 8, 2010 meeting adopting a resolution authorizing an increase of the allocation of common stock for requisition by the Plan (as displayed in Exhibit 4.3.3A)
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4.5.13
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IRS Determination of Qualified Employee Stock Purchase Plan and U.S. Department of Labor comments on ERISA, dated March 8, 1988
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4.5.2
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IRS Determination on Prototype Non-Standardized Profit Sharing Plan with CODA Issued To Prudential Insurance Co of America, dated March 31, 2008
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5.1
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Legal Opinion on Legality of Shares, dated April 2, 2010
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23
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Consents of indendent registered public accounting firm and counsel
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23.1
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Consent of Wohlforth, Johnson, Brecht, Cartledge and Brooking, A Professional Corporation
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23.2
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Consent of Grant Thornton LLP
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99.14
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Certificate of Secretary on Board of Directors action by resolution adopted at its August 17, 2007 meeting appointing new Plan Administrator and copy of resolution
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99.24
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Resolution Appointing New Member to Plan Committee
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1
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Incorporated by reference and previously filed with the SEC as an exhibit to the Company's annual report on Form 10-K for the year ended December 31, 2007.
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2
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Incorporated by reference and previously filed with the SEC as an exhibit to the Company's annual report on Form 10-Q for the quarter ended September 30, 2007.
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3
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Incorporated by reference and previously filed with the SEC as an exhibit to the Company's Registration Statement for the Plan (Registration No. 33-60728) filed April 5, 1993.
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4
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Incorporated by reference and previously field with the SEC as an exhibit to the Company's registration statement for the Plan (Registration No. 333-152857) filed August 7, 2008.
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