As Filed with the Securities and Exchange Commission on May 8, 2013
Registration No. 333-
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM S-8
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
GENERAL COMMUNICATION, INC.
(Exact name of registrant as specified in its charter)
ALASKA |
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92-0072737 |
(State or other jurisdiction of |
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(I.R.S. Employer |
incorporation or organization) |
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Identification No.) |
2550 Denali Street, Suite 1000, Anchorage, Alaska 99503-2781
(Address of Principal Executive Offices)(zip code)
GCI 401(k) Plan
(Full title of the plan)
John M. Lowber
General Communication, Inc.
2550 Denali Street, Suite 1000, Anchorage, Alaska 99503-2781
(Name and address of agent for service)
907.868.5600
(Telephone number, including area code, of agent for service)
Copy to: Julius J. Brecht
Wohlforth, Brecht, Cartledge & Brooking, A Professional Corporation
900 West 5th Avenue, Suite 600, Anchorage, Alaska 99501
907.276.6401
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act.
Large accelerated filer o |
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Accelerated filer x |
Non-accelerated filer o (Do not check if a smaller reporting company) |
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Smaller reporting company o |
CALCULATION OF REGISTRATION FEE
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Title of securities to be |
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Amount to |
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Proposed |
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Proposed maximum |
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Amount of |
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General Communication, Inc. |
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5,000,000 |
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$ |
9.583 |
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$ |
47,915,000 |
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$ |
6,535.60 |
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(1) In addition, pursuant to Rule 416(c) under the Securities Act of 1933, this Registration Statement also covers an indeterminate amount of interests to be offered or sold pursuant to the employee benefit plan described below.
(2) Estimated solely for the purpose of calculating the amount of the registration fee in accordance with Rule 457 and based upon the average of the high and low prices of $9.805 per share and $9.361 per share, respectively, i.e., an average of $9.583 per share, as quoted on the Nasdaq Stock Market on May 2, 2013.
PART I
INFORMATION REQUIRED IN THE SECTION 10(a) PROSPECTUS
Item 1. Plan Information
The contents of the initial registration statement pertaining to the General Communication, Inc. Qualified Employee Stock Purchase Plan (since renamed, revised and restated as the GCI 401(k) Plan and, hereafter, Plan) filed with the Securities and Exchange Commission on Form S-8 on April 5, 1993 (Registration No. 33-60728), the subsequent registration of additional shares filed with the Commission on Form S-8 on September 27, 1995 (Registration No. 333-8760), on November 6, 1998 (Registration No. 333-66877), on September 1, 2000 (Registration No. 333-45054), on June 25, 2003 (Registration No. 333-106453), on August 7, 2008 (Registration No. 333-152857), and on April 2, 2010 (Registration No. 333-165878), and the Companys annual report on Form 10-K for the year ended December 31, 2012, and the Plans annual report on Form 11-K for the year ended December 31, 2011, all other reports filed pursuant to Section 13(a) or 15(d) of the Exchange Act of 1934 since December 31, 2011, and the description of the Companys common stock as contained in the Form 10, as amended, filed pursuant to that act are incorporated by reference into this Registration Statement. Required opinions, consents and signatures are included in this Registration Statement in accordance with the provisions of Form S-8.
Item 2. Registrant Information and Employee Plan Annual Information
See Item 1.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 3. Incorporation of Documents by Reference
See Item 1.
Item 4. Description of Securities
See Item 1.
Item 5. Interests of Named Experts and Counsel
See Item 1.
Item 6. Indemnification of Directors and Officers
See Item 1.
Item 7. Exemption from Registration Claimed
See Item 1.
Item 8. Exhibits
See Exhibit Index and Exhibits at the end of this Registration Statement.
Item 9. Undertakings
See Item 1.
SIGNATURES
The Registrant. Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the Municipality of Anchorage, State of Alaska, as of May 8, 2013.
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GENERAL COMMUNICATION, INC. | ||
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(Registrant) | ||
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By: |
/s/ Ronald A. Duncan |
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By: |
/s/ John M. Lowber |
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Ronald A. Duncan |
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John M. Lowber |
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President, Chief |
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Senior Vice President, |
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Executive Officer |
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Chief Financial Officer |
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(Principal Executive Officer) |
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(Principal Financial Officer) |
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By: |
/s/ Lynda L. Tarbath | |
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Lynda L. Tarbath | |
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Vice President, Chief Accounting Officer | |
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(Principal Accounting Officer) |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated:
/s/ Ronald A. Duncan |
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May 8, 2013 |
Ronald A. Duncan |
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Date |
President, Chief Executive Officer and Director |
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(Principal Executive Officer) |
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/s/ Stephen M. Brett |
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April 26, 2013 |
Stephen M. Brett |
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Chairman of the Board and Director |
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/s/ Jerry A. Edgerton |
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April 26, 2013 |
Jerry A. Edgerton |
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Director |
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/s/ Scott M. Fisher |
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April 26, 2013 |
Scott M. Fisher |
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Director |
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/s/ William P. Glasgow |
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April 26, 2013 |
William P. Glasgow |
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Date |
Director |
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/s/ Mark W. Kroloff |
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April 30, 2013 |
Mark W. Kroloff |
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Director |
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/s/ Stephen R. Mooney |
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April 26, 2013 |
Stephen R. Mooney |
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Date |
Director |
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/s/ James M. Schneider |
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April 30, 2013 |
James M. Schneider |
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Director |
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The Plan. Pursuant to the requirements of the Securities Act of 1933, the Plan has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the Municipality of Anchorage, State of Alaska, as of May 8, 2013.
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GCI 401(k) PLAN | |
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By: |
General Communication, Inc. |
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Plan Administrator |
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Through Its Authorized Representatives for the Plan: | |
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By: |
/s/ John M. Lowber |
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John M. Lowber |
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By: |
/s/ Peter Pounds |
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Peter Pounds |
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By: |
/s/ Lynda Tarbath |
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Lynda Tarbath |
EXHIBIT INDEX
Exhibit No. |
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Description |
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4 |
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Instruments |
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4.1(1) |
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Restated Articles of Incorporation of General Communication, Inc. |
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4.2(2) |
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Bylaws of General Communication, Inc. |
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4.3.1 |
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Certificate of Secretary on copy of revised and restated GCI 401(k) Plan, effective as of September 24, 2012 (Plan) with the attached Plan (as displayed in Exhibit 4.3.1A and 4.3.1B) |
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4.3.2 |
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Certificate of Secretary on action by Board of Directors at its April 26, 2013 meeting adopting a resolution authorizing a 5 million share increase of the allocation of common stock for requisition by the Plan (as displayed in Exhibit 4.3.2A) |
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4.5.1 |
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IRS Determination on Volume Submitter Profit Sharing Plan with CODA Issued To Fidelity Management & Research Co., dated March 31, 2008 |
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5 |
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Opinion re legality |
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5.1 |
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Opinion on Legality of Shares, dated May 8, 2013 |
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15 |
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None |
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23 |
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Consents of experts independent auditors and counsel |
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23.1 |
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Consent of Wohlforth, Brecht, Cartledge and Brooking, A Professional Corporation |
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23.2 |
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Consent of Grant Thornton LLP |
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24 |
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None |
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99 |
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Additional Exhibits |
99.1 |
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Certificate of Secretary on Board of Directors action by resolution adopted at its June 25, 2012 meeting appointing new Plan Administrator and members of Plan Committee, and copy of resolution (as displayed in Exhibit 99.1A) |
(1) Incorporated by reference and previously filed with the SEC as an exhibit to the Companys annual report on Form 10-K for the year ended December 31, 2007.
(2) Incorporated by reference and previously filed with the SEC as an exhibit to the Companys annual report on Form 10-Q for the quarter ended September 30, 2007.