| | Important Notice Regarding the Availability of Proxy Materials For the Annual Meeting of Stockholders to be Held on May 19, 2020: our Notice of Annual Meeting of Stockholders, Proxy Statement, and 2019 Annual Report to Stockholders are available at www.proxyvote.com. | | |
| PROXY STATEMENT SUMMARY | | | | | | | |
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WHEN
8:30 a.m., Mountain time, on May 19, 2020
WHERE
The annual meeting can be accessed virtually via the Internet by visiting
www.virtualshareholdermeeting.com/GCIL2020 RECORD DATE
5:00 p.m., New York City time, on March 31, 2020
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ITEMS OF BUSINESS
1.
Election of directors proposal—To elect Ronald A. Duncan and Donne F. Fisher to continue serving as Class II members of our board until the 2023 annual meeting of stockholders or their earlier resignation or removal.
2.
Auditors ratification proposal—To ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2020.
3.
Say-on-pay proposal—To approve, on an advisory basis, the compensation of our named executive officers as described in this proxy statement under the heading “Executive Compensation.”
Such other business as may properly come before the annual meeting.
WHO MAY VOTE
Holders of shares of GLIBA, GLIBB and GLIBP
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PROXY VOTING
Stockholders of record on the record date are entitled to vote by proxy in the following ways:
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By calling 1-800-690-6903
(toll free) in the United States or Canada |
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Online at
www.proxyvote.com |
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By returning a properly
completed, signed and dated proxy card |
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Proposal
|
| | Voting Recommendation |
| | Page Reference (for more detail) |
| |
| | Election of directors proposal | | | | | 10 | | | |
| | Auditors ratification proposal | | | ✓ FOR | | | 14 | | |
| | Say-on-pay proposal | | | ✓ FOR | | | 17 | | |
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Recommendation of Our Board of Directors
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Our board of directors has unanimously approved each of the proposals and recommends that you vote “FOR” the election of each director nominee and “FOR” each of the auditors ratification proposal and the say-on-pay proposal.
|
| |
Name and Address of Beneficial Owner
|
| |
Title of
Series or Class |
| |
Amount and
Nature of Beneficial Ownership |
| |
Percent of
Series (%) |
| |
Voting
Power (%) |
| |||||||||
John C. Malone
c/o GCI Liberty, Inc.
12300 Liberty Boulevard Englewood, CO 80112 |
| |
GLIBA
|
| | | | 607,021(1) | | | | | | * | | | | | | 27.6 | | |
|
GLIBB
|
| | | | 4,021,175(1) | | | | | | 90.6 | | | | | | | | | ||
|
GLIBP
|
| | | | 10(1) | | | | | | * | | | | | | | | | ||
Gregory B. Maffei
c/o GCI Liberty, Inc.
12300 Liberty Boulevard Englewood, CO 80112 |
| |
GLIBA
|
| | | | 1,041,647(1) | | | | | | 1.0 | | | | | | 9.9 | | |
|
GLIBB
|
| | | | 1,491,458(1) | | | | | | 26.2 | | | | | | | | | ||
|
GLIBP
|
| | | | — | | | | | | — | | | | | | | | | ||
Ronald A. Duncan
c/o GCI Liberty, Inc.
12300 Liberty Boulevard Englewood, CO 80112 |
| |
GLIBA
|
| | | | 1,370,244(1) | | | | | | 1.4 | | | | | | 1.0 | | |
|
GLIBB
|
| | | | — | | | | | | — | | | | | | | | | ||
|
GLIBP
|
| | | | 473,101(1) | | | | | | 6.6 | | | | | | | | | ||
John W. Stanton and Theresa E. Gillespie
155 108th Avenue, N.E., Suite 400
Bellevue, WA 98004 |
| |
GLIBA
|
| | | | 1,690,085(2) | | | | | | 1.7 | | | | | | 1.3 | | |
|
GLIBB
|
| | | | — | | | | | | — | | | | | | | | | ||
|
GLIBP
|
| | | | 536,193(3) | | | | | | 7.4 | | | | | | | | | ||
T. Rowe Price Associates, Inc.
100 E. Pratt Street
Baltimore, MD 21202 |
| |
GLIBA
|
| | | | 10,424,591(4) | | | | | | 10.3 | | | | | | 6.3 | | |
|
GLIBB
|
| | | | — | | | | | | — | | | | | | | | | ||
|
GLIBP
|
| | | | — | | | | | | — | | | | | | | | | ||
FPR Partners, LLC
199 Fremont Street, Suite 2500
San Francisco, CA 94105 |
| |
GLIBA
|
| | | | 9,023,621(5) | | | | | | 8.9 | | | | | | 6.1 | | |
|
GLIBB
|
| | | | — | | | | | | — | | | | | | | | | ||
|
GLIBP
|
| | | | — | | | | | | — | | | | | | | | | ||
The Vanguard Group
100 Vanguard Blvd.
Malvern, PA 19355 |
| |
GLIBA
|
| | | | 8,560,796(6) | | | | | | 8.5 | | | | | | * | | |
|
GLIBB
|
| | | | — | | | | | | — | | | | | | | | | ||
|
GLIBP
|
| | | | — | | | | | | — | | | | | | | | | ||
Eagle Capital Management LLC
499 Park Avenue, 17th Floor
New York, NY 10022 |
| |
GLIBA
|
| | | | 6,489,848(7) | | | | | | 6.4 | | | | | | 3.8 | | |
|
GLIBB
|
| | | | — | | | | | | — | | | | | | | | | ||
|
GLIBP
|
| | | | — | | | | | | — | | | | | | | | | ||
BlackRock, Inc.
55 East 52nd Street
New York, NY 10055 |
| |
GLIBA
|
| | | | 5,336,366(8) | | | | | | 5.3 | | | | | | 3.4 | | |
|
GLIBB
|
| | | | — | | | | | | — | | | | | | | | | ||
|
GLIBP
|
| | | | — | | | | | | — | | | | | | | | |
Name
|
| |
Title of
Series or Class |
| |
Amount and Nature of
Beneficial Ownership (in thousands) |
| |
Percent of
Series (%) |
| |
Voting
Power (%) |
| |||||||||
John C. Malone
Chairman of the Board and Director
|
| |
GLIBA
|
| | | | 607(1)(2) | | | | | | * | | | | | | 27.6 | | |
|
GLIBB
|
| | | | 4,021(1)(3) | | | | | | 90.6 | | | | | | | | | ||
|
GLIBP
|
| | | | **(2) | | | | | | * | | | | | | | | | ||
Gregory B. Maffei
President, Chief Executive
Officer and Director |
| |
GLIBA
|
| | | | 1,042(4)(5)(6) | | | | | | 1.0 | | | | | | 9.9 | | |
|
GLIBB
|
| | | | 1,491(5) | | | | | | 26.2 | | | | | | | | | ||
|
GLIBP
|
| | | | — | | | | | | — | | | | | | | | | ||
Ronald A. Duncan
Director; Chief Executive
Officer of GCI Holdings, LLC |
| |
GLIBA
|
| | | | 1,370(4)(7) | | | | | | 1.4 | | | | | | 1.0 | | |
|
GLIBB
|
| | | | — | | | | | | — | | | | | | | | | ||
|
GLIBP
|
| | | | 473(4)(7) | | | | | | 6.6 | | | | | | | | | ||
Gregg L. Engles
Director
|
| |
GLIBA
|
| | | | 3 | | | | | | * | | | | | | * | | |
|
GLIBB
|
| | | | — | | | | | | — | | | | | | | | | ||
|
GLIBP
|
| | | | — | | | | | | — | | | | | | | | | ||
Donne F. Fisher
Director
|
| |
GLIBA
|
| | | | 66 | | | | | | * | | | | | | * | | |
|
GLIBB
|
| | | | ** | | | | | | * | | | | | | | | | ||
|
GLIBP
|
| | | | 8 | | | | | | * | | | | | | | | | ||
Richard R. Green
Director
|
| |
GLIBA
|
| | | | 4(8) | | | | | | * | | | | | | * | | |
|
GLIBB
|
| | | | — | | | | | | — | | | | | | | | | ||
|
GLIBP
|
| | | | — | | | | | | — | | | | | | | | | ||
Sue Ann Hamilton
Director
|
| |
GLIBA
|
| | | | 3 | | | | | | * | | | | | | * | | |
|
GLIBB
|
| | | | — | | | | | | — | | | | | | | | | ||
|
GLIBP
|
| | | | — | | | | | | — | | | | | | | | | ||
Brian J. Wendling
Chief Accounting
Officer and Principal Financial Officer |
| |
GLIBA
|
| | | | 29(5) | | | | | | * | | | | | | * | | |
|
GLIBB
|
| | | | — | | | | | | — | | | | | | | | | ||
|
GLIBP
|
| | | | — | | | | | | — | | | | | | | | | ||
| | | | | | | | | | | |
Name
|
| |
Title of
Series or Class |
| |
Amount and Nature of
Beneficial Ownership (in thousands) |
| |
Percent of
Series (%) |
| |
Voting
Power (%) |
| |||||||||
Albert E. Rosenthaler
Chief Corporate Development Officer
|
| |
GLIBA
|
| | | | 90(4)(5) | | | | | | * | | | | | | * | | |
|
GLIBB
|
| | | | — | | | | | | — | | | | | | | | | ||
|
GLIBP
|
| | | | — | | | | | | — | | | | | | | | | ||
Renee L. Wilm
Chief Legal Officer
|
| |
GLIBA
|
| | | | — | | | | | | — | | | | | | — | | |
|
GLIBB
|
| | | | — | | | | | | — | | | | | | | | | ||
|
GLIBP
|
| | | | — | | | | | | — | | | | | | | | | ||
Mark D. Carleton
Senior Advisor and
Former Chief Financial Officer |
| |
GLIBA
|
| | | | 58(5) | | | | | | * | | | | | | * | | |
|
GLIBB
|
| | | | — | | | | | | — | | | | | | | | | ||
|
GLIBP
|
| | | | 3 | | | | | | * | | | | | | | | | ||
Richard N. Baer
Former Chief Legal
Officer and Chief Administrative Officer |
| |
GLIBA
|
| | | | — | | | | | | — | | | | | | — | | |
|
GLIBB
|
| | | | — | | | | | | — | | | | | | | | | ||
|
GLIBP
|
| | | | — | | | | | | — | | | | | | | | | ||
All directors and executive officers (as a group (10 persons))
|
| |
GLIBA
|
| | |
|
3,215(1)(2)(4)(5)(6)(7)(8)
|
| | | |
|
3.2
|
| | | |
|
36.4
|
| |
|
GLIBB
|
| | | | 5,513(1)(3)(5) | | | | | | 97.0 | | | | | | | | | ||
|
GLIBP
|
| | | | 481(2)(4)(7) | | | | | | 6.7 | | | | | | | | | ||
| | | | | | | | | | | |
| | |
GLIBA
|
| |
GLIBP
|
| ||||||
Gregory B. Maffei | | | | | 859 | | | | | | — | | |
Ronald A. Duncan | | | | | 3,151 | | | | | | 581 | | |
Albert E. Rosenthaler | | | | | 1,830 | | | | | | — | | |
Total
|
| | | | 5,840 | | | | | | 581 | | |
|
| | |
GLIBA
|
| |
GLIBB
|
| ||||||
Gregory B. Maffei | | | | | 108,557 | | | | | | 1,245,063 | | |
Donne F. Fisher | | | | | 9,800 | | | | | | — | | |
Brian J. Wendling | | | | | 15,273 | | | | | | — | | |
Albert E. Rosenthaler | | | | | 38,087 | | | | | | — | | |
Mark D. Carleton | | | | | 37,078 | | | | | | — | | |
Total
|
| | | | 208,795 | | | | | | 1,245,063 | | |
|
| |
|
| |
Our board of directors unanimously recommends a vote “FOR” the election of each nominee to our board of directors.
|
| |
| | | |
2019
|
| |
2018
|
| ||||||
| Audit fees | | | | $ | 3,032,900 | | | | | | 3,998,000 | | |
| Audit related fees | | | | | 50,000 | | | | | | — | | |
|
Audit and audit related fees
|
| | | | 3,082,900 | | | | | | 3,998,000 | | |
| Tax fees(1) | | | | | 14,200 | | | | | | — | | |
|
Total fees
|
| | | $ | 3,097,100 | | | | | | 3,998,000 | | |
|
| |
|
| |
Our board of directors unanimously recommends a vote
“FOR” the auditors ratification proposal. |
| |
| |
|
| |
Our board of directors unanimously recommends a vote
“FOR” the say-on-pay proposal. |
| |
Name
|
| |
Positions
|
|
Albert E. Rosenthaler
Age: 60 |
| | Mr. Rosenthaler has served as Chief Corporate Development Officer of our company since March 2018, and Qurate Retail, Liberty Media, Liberty TripAdvisor and Liberty Broadband since October 2016. He previously served as Chief Corporate Development Officer of Liberty Expedia from October 2016 to July 2019 and Chief Tax Officer of Qurate Retail, Liberty Media, Liberty TripAdvisor and Liberty Broadband from January 2016 to September 2016 and Liberty Expedia from March 2016 to September 2016. He previously served as a Senior Vice President of Qurate Retail (including its predecessor) from April 2002 to December 2015, Liberty Media (including its predecessor) from May 2007 to December 2015, Liberty TripAdvisor from July 2013 to December 2015 and Liberty Broadband from June 2014 to December 2015. | |
Brian J. Wendling
Age: 47 |
| | Mr. Wendling has served as Chief Accounting Officer and Principal Financial Officer of our company, Qurate Retail, Liberty Media and Liberty Broadband since January 2020 and July 2019, respectively. He previously served as Senior Vice President and Controller of our company from March 2018 to December 2019 and each of Qurate Retail, Liberty Media and Liberty Broadband from January 2016 to December 2019. In addition, Mr. Wendling has served as a Senior Vice President and Chief Financial Officer of Liberty TripAdvisor since January 2016, and he previously served as Vice President and Controller of Liberty TripAdvisor from August 2014 to December 2015. He previously served as Senior Vice President of Liberty Expedia from March 2016 to July 2019, and Vice President and Controller of Liberty Media (including its predecessor) from November 2011 to December 2015, Qurate Retail from November 2011 to December 2015 and Liberty Broadband from October 2014 to December 2015. Prior thereto, Mr. Wendling held various positions with Liberty Media and Qurate Retail and their predecessors since 1999. | |
Renee L. Wilm
Age: 46 |
| | Ms. Wilm has served as Chief Legal Officer of our company, Liberty Media, Qurate Retail, Liberty TripAdvisor and Liberty Broadband since September 2019. Previously, Ms. Wilm was a Senior Partner with the law firm Baker Botts L.L.P., where she represented our company, Liberty Media, Qurate Retail, Liberty TripAdvisor and Liberty Broadband and their predecessors for over twenty years, specializing in mergers and acquisitions, complex capital structures and shareholder arrangements, as well as securities offerings and matters of corporate governance and securities law compliance. At Baker Botts, Ms. Wilm was a member of the Executive Committee, the East Coast Corporate Department Chair and Partner-in-Charge of the New York office. | |
Name and Principal Position (as of 12/31/19) |
| |
Year
|
| |
Salary
($) |
| |
Bonus
($) |
| |
Stock
Awards ($)(2) |
| |
Option
Awards ($)(3) |
| |
Non-Equity
Incentive Plan Compensation ($) |
| |
Change in
Pension Value and Nonqualified Deferred Compensation Earnings ($) |
| |
All Other
Compensation ($) |
| |
Total
($) |
| |||||||||||||||||||||||||||
Gregory B. Maffei(4)
President and Chief Executive Officer |
| | | | 2019 | | | | | | — | | | | | | 700,000(1) | | | | | | 2,765,852 | | | | | | 391,959 | | | | | | — | | | | | | — | | | | | | — | | | | | | 3,857,811 | | |
| | | 2018 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | ||
| | | 2017 | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | ||
Brian J. Wendling(5)
Principal Financial Officer |
| | | | 2019 | | | | | | — | | | | | | — | | | | | | 84,811 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 84,811 | | |
| | | 2018 | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | ||
| | | 2017 | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | ||
Albert E. Rosenthaler(4)
Chief Corporate Development Officer |
| | | | 2019 | | | | | | — | | | | | | — | | | | | | 193,608 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 193,608 | | |
| | | 2018 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | ||
| | | 2017 | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | ||
Renee L. Wilm(6)
Chief Legal Officer |
| | | | 2019 | | | | | | — | | | | | | — | | | | | | 46,301 | | | | | | 567,785 | | | | | | — | | | | | | — | | | | | | — | | | | | | 614,086 | | |
| | | 2018 | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | ||
| | | 2017 | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | ||
Ronald A. Duncan
Chief Executive Officer of GCI Holdings |
| | | | 2019 | | | | | | 1,022,500 | | | | | | — | | | | | | 891,350 | | | | | | — | | | | | | — | | | | | | — | | | | | | 106,968(7) | | | | | | 2,020,818 | | |
| | | 2018 | | | | | | 925,000 | | | | | | 489,159 | | | | | | 3,153,385 | | | | | | — | | | | | | — | | | | | | — | | | | | | 108,762(7) | | | | | | 4,676,306 | | | ||
| | | 2017 | | | | | | 925,000 | | | | | | — | | | | | | 1,188,789 | | | | | | — | | | | | | 981,747 | | | | | | — | | | | | | 127,840(7) | | | | | | 3,223,376 | | | ||
Richard N. Baer(4)
Former Chief Legal Officer and Chief Administrative Officer |
| | | | 2019 | | | | | | — | | | | | | — | | | | | | 259,273 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 259,273 | | |
| | | 2018 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | ||
| | | 2017 | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | ||
Mark D. Carleton(4)(8)
Senior Advisor and Former Chief Financial Officer |
| | | | 2019 | | | | | | — | | | | | | — | | | | | | 193,608 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 193,608 | | |
| | | 2018 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | ||
| | | 2017 | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | | | | | n/a | | |
|
Year
|
| |
GCI 401(k)
Plan ($)(a) |
| |
Board
Fees ($) |
| |
Personal
Airplane Usage ($) |
| |
Life
Insurance Premiums ($) |
| |
Use of
Company Retreat Facilities ($)(b) |
| |
Total
($) |
| ||||||||||||||||||
|
2019
|
| | | | 19,000 | | | | | | n/a | | | | | | 6,238 | | | | | | 730 | | | | | | 81,000 | | | | | | 106,968 | | |
|
2018
|
| | | | 18,500 | | | | | | 32,500 | | | | | | — | | | | | | 762 | | | | | | 57,000 | | | | | | 108,762 | | |
|
2017
|
| | | | 18,000 | | | | | | 65,000 | | | | | | — | | | | | | — | | | | | | 44,840 | | | | | | 127,840 | | |
| Chief Executive Officer Total Annual Compensation | | | | $ | 3,857,811 | | |
| Median Employee Total Annual Compensation | | | | $ | 72,830 | | |
| Ratio of Chief Executive Officer to Median Employee Total Annual Compensation | | | | | 53:1 | | |
Name
|
| |
Grant
Date |
| |
Committee
Action Date |
| |
Estimated Future Payouts
under Non-Equity Incentive Plan Awards |
| |
Estimated Future Payouts
under Equity Incentive Plan Awards |
| |
All
Other Stock Awards: Number of Shares of Stock or Units (#) |
| |
All
Other Option Awards: Number of Shares of Stock or Units (#) |
| |
Exercise
or Base Price of Option Awards ($/Sh) |
| |
Grant
Date Fair Value of Stock and Option Awards ($) |
| ||||||||||||||||||||||||||||||||||||||||||||||||
|
Threshold
($) |
| |
Target
($) |
| |
Maximum
($) |
| |
Threshold
(#) |
| |
Target
(#)(1) |
| |
Maximum
(#) |
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Gregory B. Maffei | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
GLIBB
|
| | | | 03/06/2019(2) | | | | | | | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 51,429 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 2,765,852 | | |
GLIBB
|
| | | | 05/13/2019 | | | | | | 03/06/2019(3) | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 21,457(4) | | | | | | 58.11 | | | | | | 391,959 | | |
Brian J. Wendling | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
GLIBA
|
| | | | 03/06/2019(2) | | | | | | | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 1,577 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 84,811 | | |
Albert E. Rosenthaler | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
GLIBA
|
| | | | 03/06/2019(2) | | | | | | | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 3,600 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 193,608 | | |
Renee L. Wilm | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
GLIBA
|
| | | | 11/14/2019 | | | | | | 11/01/2019(2) | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 629 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 46,301 | | |
GLIBA
|
| | | | 11/14/2019 | | | | | | 11/01/2019(5) | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 31,209(6) | | | | | | 73.61 | | | | | | 567,785 | | |
Ronald A. Duncan | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | 06/24/2019(2) | | | | | | | | | | | | — | | | | | | 1,252,741 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
GLIBA
|
| | | | 03/06/2019(2) | | | | | | | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 11,920 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 641,058 | | |
GLIBA
|
| | | | 03/06/2019 | | | | | | | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 4,654(7) | | | | | | — | | | | | | — | | | | | | 250,292 | | |
Richard N. Baer | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
GLIBA
|
| | | | 03/06/2019(2) | | | | | | | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 4,821 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 259,273 | | |
Mark D. Carleton | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
GLIBA
|
| | | | 03/06/2019(2) | | | | | | | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 3,600 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 193,608 | | |
| | |
Option awards
|
| |
Stock awards
|
| ||||||||||||||||||||||||||||||||||||||||||||||||
Name
|
| |
Number of
securities underlying unexercised options (#) Exercisable |
| |
Number of
securities underlying unexercised options (#) Unexercisable |
| |
Equity
Incentive Plan Awards: Number of Securities Underlying Unexercised Unearned Options (#) |
| |
Option
exercise price ($) |
| |
Option
expiration date |
| |
Number
of Shares or Units of Stock That Have Not Vested (#) |
| |
Market
Value of Shares or Units of Stock That Have Not Vested ($) |
| |
Equity
Incentive Plan Awards: Number of Unearned Shares, Units or Other Rights That Have Not Vested (#) |
| |
Equity
Incentive Plan Awards: Market or Payout Value of Unearned Shares, Units or Other Rights That Have Not Vested ($) |
| |||||||||||||||||||||||||||
Gregory B. Maffei | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Option Awards | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
GLIBA
|
| | | | 108,557 | | | | | | — | | | | | | — | | | | | | 55.96 | | | | | | 12/26/2024 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
GLIBB
|
| | | | 637,561 | | | | | | — | | | | | | — | | | | | | 56.38 | | | | | | 12/24/2021 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
GLIBB
|
| | | | 64,732 | | | | | | — | | | | | | — | | | | | | 56.38 | | | | | | 03/31/2022 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
GLIBB
|
| | | | 119,545 | | | | | | — | | | | | | — | | | | | | 56.38 | | | | | | 03/29/2023 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
GLIBB
|
| | | | 258,724 | | | | | | — | | | | | | — | | | | | | 56.38 | | | | | | 05/11/2024 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
GLIBB
|
| | | | 143,044 | | | | | | — | | | | | | — | | | | | | 54.01 | | | | | | 03/05/2025 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
GLIBB
|
| | | | 21,457 | | | | | | — | | | | | | — | | | | | | 58.11 | | | | | | 03/06/2026 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
RSU Award | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
GLIBB
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 51,429(1) | | | | | | 3,811,403 | | |
Brian J. Wendling | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Option Award | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
GLIBA
|
| | | | 6,973 | | | | | | — | | | | | | — | | | | | | 39.17 | | | | | | 05/12/2022 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
GLIBA
|
| | | | 8,300 | | | | | | 8,302(2) | | | | | | — | | | | | | 39.17 | | | | | | 05/12/2023 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
RSU Award | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
GLIBA
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 1,577(1) | | | | | | 111,730 | | |
Albert E. Rosenthaler
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Option Awards | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
GLIBA
|
| | | | 12,232 | | | | | | — | | | | | | — | | | | | | 55.96 | | | | | | 03/04/2022 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
GLIBA
|
| | | | 5,002 | | | | | | — | | | | | | — | | | | | | 55.96 | | | | | | 03/04/2022 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
GLIBA
|
| | | | 16,645 | | | | | | 16,645(2) | | | | | | — | | | | | | 55.96 | | | | | | 03/04/2023 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
GLIBA
|
| | | | 4,208 | | | | | | — | | | | | | — | | | | | | 55.96 | | | | | | 12/26/2024 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
RSU Award | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
GLIBA
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 3,600(1) | | | | | | 255,060 | | |
Stock Award | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
GLIBA
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 3,711(2) | | | | | | 262,924 | | | | | | — | | | | | | — | | |
Renee L. Wilm | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Option Award | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
GLIBA
|
| | | | — | | | | | | 31,209(3) | | | | | | — | | | | | | 73.61 | | | | | | 11/14/2026 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
RSU Award | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
GLIBA
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 629(1) | | | | | | 44,565 | | |
Ronald A. Duncan | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
RSU Awards | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
GLIBA
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 56,134(4) | | | | | | 3,977,094 | | | | | | — | | | | | | — | | |
GLIBA
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 11,920(1) | | | | | | 844,532 | | |
| | |
Option awards
|
| |
Stock awards
|
| ||||||||||||||||||||||||||||||||||||||||||||||||
Name
|
| |
Number of
securities underlying unexercised options (#) Exercisable |
| |
Number of
securities underlying unexercised options (#) Unexercisable |
| |
Equity
Incentive Plan Awards: Number of Securities Underlying Unexercised Unearned Options (#) |
| |
Option
exercise price ($) |
| |
Option
expiration date |
| |
Number
of Shares or Units of Stock That Have Not Vested (#) |
| |
Market
Value of Shares or Units of Stock That Have Not Vested ($) |
| |
Equity
Incentive Plan Awards: Number of Unearned Shares, Units or Other Rights That Have Not Vested (#) |
| |
Equity
Incentive Plan Awards: Market or Payout Value of Unearned Shares, Units or Other Rights That Have Not Vested ($) |
| |||||||||||||||||||||||||||
Mark D. Carleton | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Option Awards | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
GLIBA
|
| | | | 12,232 | | | | | | — | | | | | | — | | | | | | 55.96 | | | | | | 03/04/2022 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
GLIBA
|
| | | | 5,002 | | | | | | — | | | | | | — | | | | | | 55.96 | | | | | | 03/04/2022 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
GLIBA
|
| | | | 16,645 | | | | | | 16,645(2) | | | | | | — | | | | | | 55.96 | | | | | | 03/04/2023 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
GLIBA
|
| | | | 3,199 | | | | | | — | | | | | | — | | | | | | 55.96 | | | | | | 12/26/2024 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
RSU Award | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
GLIBA
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 3,600(1) | | | | | | 255,060 | | |
Stock Award | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
GLIBA
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 3,711(2) | | | | | | 262,924 | | | | | | — | | | | | | — | | |
| | |
Option Awards
|
| |
Stock Awards
|
| ||||||||||||||||||
Name
|
| |
Number of
shares acquired on exercise (#)(1) |
| |
Value
realized on exercise ($) |
| |
Number of
shares acquired on vesting (#)(1) |
| |
Value
realized on vesting ($) |
| ||||||||||||
Gregory B. Maffei | | | | | | | | | | | | | | | | | | | | | | | | | |
GLIBA
|
| | | | 765,441 | | | | | | 11,052,968 | | | | | | — | | | | | | — | | |
GLIBB
|
| | | | — | | | | | | — | | | | | | 82,842 | | | | | | —(2) | | |
GLIBP
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Brian J. Wendling | | | | | | | | | | | | | | | | | | | | | | | | | |
GLIBA
|
| | | | 12,935 | | | | | | 520,375 | | | | | | 1,364 | | | | | | 73,356 | | |
GLIBB
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
GLIBP
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Albert E. Rosenthaler | | | | | | | | | | | | | | | | | | | | | | | | | |
GLIBA
|
| | | | 22,669 | | | | | | 90,449 | | | | | | 6,825 | | | | | | 167,471(2) | | |
GLIBB
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
GLIBP
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Ronald A. Duncan | | | | | | | | | | | | | | | | | | | | | | | | | |
GLIBA
|
| | | | — | | | | | | — | | | | | | 9,642 | | | | | | 603,739 | | |
GLIBB
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
GLIBP
|
| | | | — | | | | | | — | | | | | | 1,583 | | | | | | 41,443 | | |
Richard N. Baer | | | | | | | | | | | | | | | | | | | | | | | | | |
GLIBA
|
| | | | 2,659 | | | | | | 46,533 | | | | | | 16,818 | | | | | | 453,173(2) | | |
GLIBB
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
GLIBP
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Mark D. Carleton | | | | | | | | | | | | | | | | | | | | | | | | | |
GLIBA
|
| | | | 9,985 | | | | | | 47,329 | | | | | | 6,825 | | | | | | 167,471(2) | | |
GLIBB
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
GLIBP
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
|
Name
|
| |
Number of shares acquired
upon lapse of restriction (#) |
| |
Value
($) |
| ||||||
|
Gregory B. Maffei
|
| | | | 82,842 | | | | | | 8,743,322 | | |
|
Albert E. Rosenthaler
|
| | | | 3,711 | | | | | | 388,780 | | |
|
Richard N. Baer
|
| | | | 9,031 | | | | | | 473,060 | | |
|
Mark D. Carleton
|
| | | | 3,711 | | | | | | 388,780 | | |
Name
|
| |
Voluntary
Termination Without Good Reason ($) |
| |
Termination
for Cause ($) |
| |
Termination
Without Cause or for Good Reason ($) |
| |
Death
($) |
| |
Disability
($) |
| |
After a Change
in Control ($) |
| ||||||||||||||||||
Gregory B. Maffei | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Options | | | | | 23,993,274(1) | | | | | | 23,993,274(1) | | | | | | 23,993,274(2) | | | | | | 23,993,274(3) | | | | | | 23,993,274(3) | | | | | | 23,993,274(3) | | |
RSUs | | | | | 3,811,403(4) | | | | | | 3,811,403(4) | | | | | | 3,811,403(2) | | | | | | 3,811,403(3) | | | | | | 3,811,403(3) | | | | | | 3,811,403(3) | | |
Total
|
| | | | 27,804,678 | | | | | | 27,804,678 | | | | | | 27,804,678 | | | | | | 27,804,678 | | | | | | 27,804,678 | | | | | | 27,804,678 | | |
Brian J. Wendling | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Options | | | | | 483,849(1) | | | | | | —(5) | | | | | | 746,856(2) | | | | | | 746,856(3) | | | | | | 746,856(3) | | | | | | 746,856(3) | | |
RSUs | | | | | —(4) | | | | | | —(4) | | | | | | 111,730(2) | | | | | | 111,730(3) | | | | | | 111,730(3) | | | | | | 111,730(3) | | |
Total
|
| | | | 483,849 | | | | | | — | | | | | | 858,586 | | | | | | 858,586 | | | | | | 858,586 | | | | | | 858,586 | | |
Albert E. Rosenthaler | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Options | | | | | 567,115(1) | | | | | | —(5) | | | | | | 814,959(2) | | | | | | 814,959(3) | | | | | | 814,959(3) | | | | | | 814,959(3) | | |
Restricted shares/RSUs | | | | | —(4) | | | | | | —(4) | | | | | | 517,984(2) | | | | | | 517,984(3) | | | | | | 517,984(3) | | | | | | 517,984(3) | | |
Total
|
| | | | 567,115 | | | | | | — | | | | | | 1,332,944 | | | | | | 1,332,944 | | | | | | 1,332,944 | | | | | | 1,332,944 | | |
Renee L. Wilm(6) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
RSUs | | | | | —(4) | | | | | | —(4) | | | | | | 44,565(2) | | | | | | 44,565(3) | | | | | | 44,565(3) | | | | | | 44,565(3) | | |
Total
|
| | | | — | | | | | | — | | | | | | 44,565 | | | | | | 44,565 | | | | | | 44,565 | | | | | | 44,565 | | |
|
Name
|
| |
Voluntary
Termination Without Good Reason ($) |
| |
Termination
for Cause ($) |
| |
Termination
Without Cause or for Good Reason ($) |
| |
Death
($) |
| |
Disability
($) |
| |
After a Change
in Control ($) |
| ||||||||||||||||||
Ronald A. Duncan | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Severance | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
RSUs | | | | | —(4) | | | | | | —(4) | | | | | | 2,386,228(2) | | | | | | 4,821,626(3) | | | | | | 4,821,626(3) | | | | | | 4,821,626(3) | | |
Total
|
| | | | — | | | | | | — | | | | | | 2,386,228 | | | | | | 4,821,626 | | | | | | 4,821,626 | | | | | | 4,821,626 | | |
Mark D. Carleton | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Options | | | | | 552,091(1) | | | | | | —(5) | | | | | | 799,935(2) | | | | | | 799,935(3) | | | | | | 799,935(3) | | | | | | 799,935(3) | | |
Restricted shares/RSUs | | | | | —(4) | | | | | | —(4) | | | | | | 517,984(2) | | | | | | 517,984(3) | | | | | | 517,984(3) | | | | | | 517,984(3) | | |
Total
|
| | | | 552,091 | | | | | | — | | | | | | 1,317,920 | | | | | | 1,317,920 | | | | | | 1,317,920 | | | | | | 1,317,920 | | |
| | | | | | | |
|
Name
|
| |
GLIBA RSUs
|
| |||
| Gregg L. Engles | | | | | 1,145 | | |
| Richard R. Green | | | | | 1,145 | | |
| Sue Ann Hamilton | | | | | 1,145 | | |
Name
|
| |
# of GLIBA
Options |
| |
Exercise
Price ($) |
| ||||||
Donne F. Fisher | | | | | 3,904 | | | | | | 69.60 | | |
|
Name(1)
|
| |
Fees
Earned or Paid in Cash ($) |
| |
Stock
Awards ($)(2)(3) |
| |
Option
Awards ($)(2)(3) |
| |
Change in
Pension Value and Nonqualified Deferred Compensation Earnings ($) |
| |
All other
compensation ($) |
| |
Total
($) |
| ||||||||||||||||||
| Gregg L. Engles | | | | | 123,000 | | | | | | 79,692 | | | | | | — | | | | | | — | | | | | | — | | | | | | 202,692 | | |
| Donne F. Fisher | | | | | 78,000 | | | | | | — | | | | | | 67,009 | | | | | | — | | | | | | — | | | | | | 145,009 | | |
| Richard R. Green | | | | | 118,000 | | | | | | 79,692 | | | | | | — | | | | | | — | | | | | | — | | | | | | 197,692 | | |
| Sue Ann Hamilton | | | | | 118,000 | | | | | | 79,692 | | | | | | — | | | | | | — | | | | | | — | | | | | | 197,692 | | |
| | | |
John C.
Malone |
| |
Gregg L.
Engles |
| |
Donne F.
Fisher |
| |
Richard R.
Green |
| |
Sue Ann
Hamilton |
| |||||||||||||||
| Options(#) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
GLIBA
|
| | | | — | | | | | | — | | | | | | 13,704 | | | | | | — | | | | | | — | | |
| RSUs(#) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
GLIBA
|
| | | | — | | | | | | 1,145 | | | | | | — | | | | | | 1,145 | | | | | | 1,145 | | |
|
Plan Category
|
| |
Number of securities
to be issued upon exercise of outstanding options, warrants and rights (a) |
| |
Weighted average
exercise price of outstanding options, warrants and rights |
| |
Number of securities
available for future issuance under equity compensation plans (excluding securities reflected in column (a)) |
| |||||||||
|
Equity compensation plans approved by security holders:
|
| | | | | | | | | | | | | | | | | | |
|
GCI Liberty, Inc. 2018 Omnibus Incentive Plan
|
| | | | | | | | | | | | | | | | 7,374,153(1) | | |
|
GLIBA
|
| | | | 67,129 | | | | | $ | 60.71 | | | | | | | | |
|
GLIBB
|
| | | | 21,457 | | | | | $ | 58.11 | | | | | | | | |
|
GLIBP
|
| | | | — | | | | | | — | | | | | | | | |
| Equity compensation plans not approved by security holders: | | | | | | | | | | | | | | ||||||
|
GCI Liberty, Inc. Transitional Stock Adjustment Plan
|
| | | | | | | | | | | | | | | | —(2) | | |
|
GLIBA
|
| | | | 537,373 | | | | | $ | 47.17 | | | | | | | | |
|
GLIBB
|
| | | | 1,223,606 | | | | | $ | 56.10 | | | | | | | | |
|
GLIBP
|
| | | | — | | | | | | — | | | | | | | | |
|
Total
|
| | | | | | | | | | | | | | | | | | |
|
GLIBA
|
| | | | 604,502 | | | | | | | | | | | | | | |
|
GLIBB
|
| | | | 1,245,063 | | | | | | | | | | | | | | |
|
GLIBP
|
| | | | — | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | 7,374,153 | | |
|