UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Pidgeon Tina 2550 DENALI STREET SUITE 1000 ANCHORAGE, AK 99503 |
Sr. VP Governmental Affairs |
By: John M. Lowber For: Tina Pidgeon | 09/23/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Restricted Shares of Class A Common Stock (the "Restricted Stock"). 100% of the shares of Restricted Stock will vest on October 1, 2012. For vesting to occur, employee must be in an active employee status, and residing in Alaska on the vest date. |
(2) | Restricted Shares of Class A Common Stock (the "Restricted Stock"). 100% of the shares of Restricted Stock will vest on June 30, 2012. |
(3) | Restricted Shares of Class A Common Stock (the "Restricted Stock"). 50% of the shares of Restricted Stock will vest on December 20, 2011, and the remaining 50% of the shares of Restricted Stock will vest on February 28, 2012. |
(4) | All shares owned by virtue of participation in the Company's Employee Stock Purchase Plan as of September 16, 2010. |