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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock (3) (4) | (6) | 11/08/2010 | P(1) | 160,678 (5) | (7) | (7) | Class A Common Stock (4) | 160,678 | (1) (4) | 1,436,469 | D (2) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
STANTON JOHN W 155 108TH AVENUE, N.E. SUITE 400 BELLEVUE, WA 98004 |
X | |||
GILLESPIE THERESA E 155 108TH AVENUE, N.E. SUITE 400 BELLEVUE, WA 98004 |
X |
/s/ John W. Stanton | 11/08/2010 | |
**Signature of Reporting Person | Date | |
/s/ Theresa E. Gillespie | 11/08/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Pursuant to a Share Exchange Agreement, dated as of November 8, 2010, the reporting persons transferred 160,678 shares of Class A Common Stock and received 160,678 shares of Class B Common Stock in an exchange transaction with another stockholder of the Issuer that did not involve any other consideration. |
(2) | Shares held by John W. Stanton and Theresa E. Gillespie as either tenants in common or joint tenants with right of survivorship. |
(3) | Prior to the reporting persons' acquisition of the 160,678 shares of Class B Common Stock reported herein, they owned 1,275,791 shares of Class B Common Stock, as reported in their Form 3 filed on March 12, 2007. In Form 4s filed on November 13, 2007, November 14, 2007 and December 3, 2007 this holding was incorrectly stated as 1,279,791 due to a typographical error. The December 3, 2007 Form 4 also incorrectly checked the "exit" box on the top left of that Form 4. |
(4) | Each share of Class B Common Stock is convertible into one share of Class A Common Stock. |
(5) | These are the same shares of Class B Common Stock identified in Table I above. |
(6) | 1 for 1. |
(7) | The Class B Common Stock is convertible at any time, at the holder's election, and there is no expiration date. |