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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DUNCAN RONALD A 2550 DENALI STREET SUITE 1000 ANCHORAGE, AK 99503 |
X | President |
By: John M. Lowber For: Ronald A. Duncan | 06/02/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Pursuant to the General Communication, Inc. Director Compensation Plan, a grant of 5,400 shares of the issuers Class A common stock was made on June 1, 2011, efective and vesting as of that date. |
(2) | Net purchases made on behalf of the reporting person by the Company's Employee Stock Purchase Plan during the period January 13, 2011 to June 1, 2011. Share amount is net of 976 shares disposed of March 11, 2011 as a required corrective distribution and associated forfeiture of exess aggregate contributions and income allocable to those contributions for the 2010 plan year. |
(3) | All shares owned by virtue of participation in the Company's Employee Stock Purchase Plan as of June 1, 2011. |
(4) | Shares owned by Missy, LLC. Mr. Duncan's spouse has a 25% ownership interest in Missy, LLC. Mr. Duncan disclaims beneficial ownership of the shares owned indirectly by his spouse through Missy, LLC. |
(5) | Shares owned by the Amanda Miller Trust, where Amanda Miller is the daughter of Mr. Duncan, and Mr. Duncan has no voting or investment power with respect to the Trust. |
(6) | Shares owned by Missy, LLC. Mr. Duncan's daughter is the 50% beneficiary of the Neoma Lowndes Trust, which Trust has a 50% ownership interest in Missy, LLC. Mr. Duncan disclaims beneficial ownership of the shares owned indirectly by his daughter through the Trust and Missy, LLC. |
(7) | Shares owned by Missy, LLC. Mr. Duncan has a 25% ownership interest in Missy, LLC. |
(8) | Shares owned by the spouse of Mr. Duncan. Mr. Duncan disclaims beneficial ownership of the shares owned by his spouse. |